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Purchase NYC Bonds

New York City Bonds can only be purchased through registered broker-dealers. Listed below, in alphabetical order within the bracket, are the organizations through which New York City sells its bonds, including General Obligation bonds and bonds of the New York City Transitional Finance Authority and the New York City Municipal Water Finance Authority. Representatives from any of these companies will be able to assist you with your purchase.

On DECEMBER 20, 2012 NEW YORK CITY AND ITS FINANCING AUTHORITIES ANNOUNCED NEW UNDERWRITER GROUPS

Senior Managers – General Obligation Bonds

Morgan Stanley
Bank of America Merrill Lynch
J.P. Morgan Securities LLC
Siebert Brandford Shank & Co. LLC
Jefferies & Co. Inc.
Citigroup Global Markets Inc.

Senior Managers – Transitional Finance Authority - Future Tax Secured Bonds


Wells Fargo Securities
Loop Capital Markets LLC
Goldman, Sachs & Co.
J.P. Morgan Securities LLC
Bank of America Merrill Lynch
Morgan Stanley
Barclays Capital


Senior Managers – Transitional Finance Authority - Building Aid Revenue Bonds

Ramirez & Co., Inc.
Goldman Sachs

Senior Managers – New York Water

Barclays Capital
Ramirez & Co., Inc.
Citigroup Global Markets Inc.
M.R. Beal & Company
Raymond James/Morgan Keegan

Senior Managers – Special Bracket

Rice Financial Products Company
RBC Capital Markets, LLC

Senior Co-Managers

In addition to the firms listed above, which are Senior Co-Managers for any credit where they are not a Senior Manager, the following firms serve as a Senior Co-Manager for one or more of the three issuers (GO, TFA, Water). For issuers where they are not a Senior Co-Manager, these firms are a Co-Manager or Selling Group member.

NYC General Obligation

Barclays Capital
Fidelity Capital Markets
Goldman, Sachs & Co.
Janney Montgomery Scott LLC
Lebenthal & Co., LLC
Loop Capital Markets LLC
M.R. Beal & Company
PNC Capital Markets LLC
Ramirez & Co., Inc.
Raymond James/Morgan Keegan
RBC Capital Markets, LLC
Rice Financial Products Company
Roosevelt & Cross Incorporated
Southwest Securities, Inc.
Wells Fargo Securities

Transitional Finance Authority - Future Tax Secured Bonds

Citigroup Global Markets Inc.
Fidelity Capital Markets
Jefferies & Co. Inc.
M.R. Beal & Company
Oppenheimer & Co., Inc.
Ramirez & Co., Inc.
Raymond James/Morgan Keegan
RBC Capital Markets, LLC
Rice Financial Products Company
Roosevelt & Cross Incorporated
Siebert Brandford Shank & Co. LLC
Southwest Securities, Inc.
Stifel Nicolaus Company, Inc.

New York Municipal Water Authority

Bank of America Merrill Lynch
Fidelity Capital Markets
Goldman, Sachs & Co.
J.P. Morgan Securities LLC
Jefferies & Co. Inc.
Loop Capital Markets LLC
Morgan Stanley
RBC Capital Markets, LLC
Rice Financial Products Company
Roosevelt & Cross Incorporated
Siebert Brandford Shank & Co. LLC
TD Securities
U.S. Bancorp Municipal Securities Group
Wells Fargo Securities


Co-Managers

The following firms serve as a Co-Manager for one or more of the three issuers.  For issuers where they are not a Co-Manager, they serve in the Selling Group. 

NYC General Obligation

Blaylock Robert Van
Cabrera Capital Markets, LLC
Drexel Hamilton, LLC
TD Securities

Transitional Finance Authority - Future Tax Secured Bonds

BNY Mellon Captial Markets, LLC
Estrada Hinojosa & Co., Inc.
Prager & Co, LLC
Sterne, Agee & Leach, Inc.
U.S. Bancorp Municipal Securities Group
Williams Capital Group, LP

Transitional Finance Authority - Building Aid Revenue Bonds

Barclays Capital
Bank of America Merrill Lynch
Citigroup Global Markets Inc.
J.P. Morgan Securities LLC
Jefferies & Co. Inc.
Loop Capital Markets LLC
M.R. Beal & Company
Morgan Stanley
Raymond James/Morgan Keegan
RBC Capital Markets, LLC
Rice Financial Products Company
Siebert Brandford Shank & Co. LLC
Wells Fargo Securities

New York Municipal Water Authority

BMO Capital Markets
Cabrera Capital Markets, LLC
Castle Oak Securities
Lebenthal & Co., LLC
Northern Trust
Williams Capital Group, LP



Selling Group

Academy Securities, Inc.
Advisors Asset Management
Backstrom McCarley Berry & Co.
BB&T Capital Markets
Beech Hill Securities
Blaylock RV
BNY Mellon Capital Markets
Burnham Securities
Cain Brothers
Carty & Company
CastleOak Securities
Chase Investment Services
Chester Harris & Co., Inc.
Coastal Securities
Deutsche Banc Alex Brown Inc.
Drexel Hamilton
Douglas & Co. Municipals, Inc.
Duncan Williams, INC
Edward D. Jones & Co.
Emmet & Co. Inc.
Estrada Hinojosa
First American Municipals
First Miami Securities, Inc.
First Southwest Company
Gates Capital Corporation
George K. Baum & Company
Grigsby & Associates
Guggenheim Securities
Guzman & Company
Hapoalim Securities
Hennion & Walsh, Inc
Herbert J. Sims & Co., Inc.
HSBC Securities
J.J.B. Hilliard, W.K. Lyons
Jeffrey Matthews Financial Group, LLC.
KeyBanc Capital Markets
Knight Capital Americas, LLC
Legend Securities
Manufacturers and Traders Trust Co.
Maxim Group
Melvin Securities
Mesirow Financial
Northeast Securities
Northern Trust
NW Capital Markets Inc.
Obsidian Financial Group
Oppenheimer & Co., Inc.
Piper Jaffray
PNC Capital Markets
Prager, Sealy & Co.
Ridgeway and Conger
Robert W. Baird & Co.
Rockfleet Financial Services Inc.
Samco
Sandgrain Securities Inc.
Stephens, Inc.
Sterne Agee Clearing
Stifel, Nicolaus & Company Incorporated
Sturdivant & Company
Sutter Securities Inc.
Tejas securities
The GMS Group LLC
Toussaint Capital
W.H. Mell Associates
William Blair & Company LLC
Williams Capital Group, L.P.
World First Financial Services

 

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